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©2019 by Avanza Capital Markets, Inc. Member FINRA, SIPC.

Member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims of cash). Explanatory brochure available upon request or at www.sipc.org. SIPC does not protect against the decline in value of your securities.

THE FIRM

Avanza Capital Markets, Inc. delivers the world-class service and expertise of a full service broker-dealer with the tailored solutions and execution of a boutique firm.

ABOUT US

Our experienced trading professionals specialize in complete access to emerging market sovereign and corporate debt as well as high-yield and high-grade instruments. Our clients come to us for personalized attention and seamless execution for a wide variety of securities, products and services.


Committed to each of our clients

  • Innovative Solutions and Strategies

Our global network and regional expertise afford clients agile execution, innovative yield-enhancing strategies and tailor-made investment solutions.

  • Personalized Service

We focus on providing the highest level of service and pride ourselves in the direct relationships we build with our clients. 

 

Global Intelligence

Our knowledge-driven sales and trading force delivers the best execution effort and broad access to the global markets.

APEX

Apex Clearing Corporation (Apex) provides clearing, custody and other brokerage services to Avanza Capital Markets, Inc. through Apex Clearing™, Member of FINRA,NYSE, SIPC.

Apex Clearing Corporation provides a comprehensive clearing and custody platform, brokerage services, trading capabilities, and practice management and consulting to registered investment advisors (RIAs), including strategic acquirers and professional asset managers, as well as retirement recordkeepers and broker-dealer firms through Apex Clearing™, an independent, self-clearing broker.

Working with Apex Clearing Corporation gives Avanza Capital Markets, Inc. access to a wide range of products and services that can help us serve the needs of our clients. Through our relationship with Apex Clearing Corporation, you will receive a simplified, consolidated statement each month reflecting all your investment positions and transactions in your Apex brokerage account.

SIPC

Apex Clearing Corporation is a member of the US Securities Investor Protection Corporation (SIPC), which protects securities in customer accounts up to $500,000 per customer ($250,000 as to cash claims).  Apex also currently provides, through Lloyds of London, the following excess insurance coverage:


          150,000,000 all losses in the aggregate

          37,500,000 sub limit in securities for any one customer

          900,000 sub limit in cash for any one customer


As of October 31, 2016 Apex Clearing had assets under management of 29.5 Billion, and at June 30, 2016, Apex Clearing had Net Capital of $110,958,545. ($95,158,550 in excess of its required Net Capital of $15,799,995).